Pursuant to the Court's Order Preliminarily Approving Settlement and Providing for Notice, dated June 20, 2016, the Claims Administrator is now accepting Proof of Claim and Release forms ("Proof of Claim"). To obtain a copy of the Proof of Claim, click here.
You may file your Proof of Claim using any one of the following methods. Each method is described below, with links to the requirements for each submission. Your submitted Proof of Claim will also include a release of your legal claims against the Released Persons, as well as a certification under penalty of perjury that your Proof of Claim is accurate and complete.
Whichever submission method you choose, you are required to provide documentation to support your claimed transactions. Please remember to provide supporting documentation of all transactions listed on your Proof of Claim. In the event that you submit your Proof of Claim online, you must retain confirmation of such filing.
If you fail to execute and submit a timely, properly completed and addressed Proof of Claim, your claim may be rejected and you may be precluded from any recovery from the Net Settlement Fund.
Submit Your Proof of Claim Online
To submit a Proof of Claim online, you must complete the online Proof of Claim submission form found here. It is estimated that this process will take approximately thirty (30) minutes, though it may take longer if you have a large number of transactions. Once you begin the online Proof of Claim submission process, you will not be able to save and return to your session. Your session will time-out after one (1) hour and you will not be able to return to the claims filing process. Please have all necessary information available and be prepared to complete the process at one time. Required documentation may be uploaded in PDF format only.
Submit Your Proof of Claim By Mail
To submit a Proof of Claim by mail, complete and sign the Proof of Claim in its entirety, with all required supporting documentation and timely mail it to the Claims Administrator at:
PFI Securities Litigation
c/o Gilardi & Co. LLC
P.O. Box 30214
College Station, TX 77842-3214